ADDITIONAL INFORMATION
For further information concerning this National Membership Meeting, please contact NSCP at 860.672.0843, by fax at 860.672.3005, or at meetings@nscp.org
Sponsorship and exhibiting opportunities are still available! For more information, please contact Eric Cieplik at either 860.672.0843 or eric@nscp.org
Forgot your password?
Please email Sarah Bowman at sbowman@nscp.org
Benefits of Membership
We’re more than just meetings! Our offerings also include:
NSCP Compliance Forum: Your questions answered with the collective wisdom of NSCP’s membership community;
NSCP Currents: Currents is a bimonthly compliance journal with in-depth articles by highly respected industry professionals, tackling problems common to every type of financial services firm;
NSCP HotLine Memo: This memo summarizes important regulatory initiatives and tracks legislative proposals from initiation to enactment.
We also provide links to regulatory and related sites and access to special bulletins, NSCP Comment Letters, NSCP Whitepapers + more! For more information about membership, please contact Eric Cieplik at 860.672.0843 or eric@nscp.org.
Certified Securities Compliance Professional® (CSCP®)
The NSCP certification distinguishes individuals with intermediate to advanced proficiency and a commitment to advancing securities compliance practices, lifelong learning, and professional development. Candidates that earn the CSCP designation have successfully demonstrated expertise of both broker-dealer and investment adviser compliance best practices, rules and regulations, and industry standards. For more information regarding the CSCP program, please visit www.cscp.org.
NSCP JobLine
Looking for talent? Review our resume bank. Need a job filled? Post it on our job board.
New + Improved. Free to members.
Non-members may also use the JobLine; listings may be viewed for free; resume postings are $50 USD per year, and job postings are $250 USD for 45 days.
www.nscpjobs.com
Local Compliance Roundtables (LCRs) are local groups of compliance professionals who meet periodically to network and further their professional development. The LCRs offer a unique medium for learning which complements conferences and online resources. There are a number of long-standing and very successful LCRs which you can join. If there isn’t one in your area, the LCR Committee will help you get started by providing sample agendas, leads and advice. Interested? Please contact Kim McNutt at 860.672.0843 or kmcnutt@nscp.org for further information.
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